सर्वश्रेष्ठ Sjsml पॉडकास्टस (2024)

1
Ina Rothe, Managing Director and Founder, Co-managing director and Co-founder of ALL AML GmbH, (KYC and Germany's Transparency Register) 24:36

3y ago24:36

24:36

Marie Lundberg and Sam Sheen are joined by Ina Rothe who explains the twists and turns of using Germany's Company Register (referred to as the Transparency Register) as part of the KYC process. Did you know that Germany has more than one register or that the information you want might be spread across several different registers? Or how about needi…

1
Jane Jee, Chair Kompli-Global Limited and Chair Project Financial Crime, Emerging Payments Association (UK) 24:40

3y ago24:40

24:40

Jane Jee, Chair Kompli-Global Limited and Chair Project Financial Crime, Emerging Payments Association (UK) talks to Marie Lundberg and Sam Sheen about her involvement in the pre-consultation in her role with the Emerging Payments Association to urge the UK Government to engage more with RegTechs as part of their planned review of the Money Launder…

1
Financial Crime - Compliance & Change: Alistair Catto, Managing Director, Beyond (United Kingdom) - Part 2 of 2 16:52

3+ y ago16:52

16:52

Marie Lundberg and Sam Sheen are joined again by Al Catto, Managing Director of Beyond, to discuss all things change related when it comes to AML/CFT compliance programs. We start Part 2 by discussing the way in which FinTech's approach change and its impact on key AML projects; the importance of test planning to make sure the change you want has t…

1
Financial Crime - Compliance & Change: Alistair Catto, Managing Director, Beyond (United Kingdom) 17:24

3+ y ago17:24

17:24

Ch-ch ch-ch changes! Al Catto joins Sam Sheen and Marie Lundberg to talk about his company, Beyond and their speciality - change transformation involving AML/CFT programmes. Turning around failed RegTech or even onboarding processes is no easy task. Al shares his insights on the good, the bad and the ugly when it comes to successfully implementing …

1
Financial Crime Innovators: David Christie, Chairman, Bleckwen (Paris) (recorded on 6 May 2021) 20:58

3+ y ago20:58

20:58

David Christie, Chairman of Bleckwen, joins Marie and Sam to chat about the amazing world of behaviour detection and how Bleckwen has harnessed machine learning to better detect fraudulent and suspicious behaviour. With a name linked to a "truth serum", Bleckwen has been involved in some "deep truth" investigations dealing with better detection of …

1
Financial Crime Fighters: Cracking the Code of Free Trade Zones: Aamir Hanif, MLRO Stripe (United Kingdom) 25:12

3+ y ago25:12

25:12

Sam Sheen and Marie Lundberg are joined by Aamir Hanif, a globe-trotting financial crime compliance expert, to talk about all things related to free ports and free trade zones. Having been identified as having an elevated risk for financial crime, Aamir explains how Free Trade Zone companies are operated, who controls them, accessing KYC informatio…

1
Financial Crime Fighters: The new US AML Law - Elizabeth Slim, Senior Consultant, Volkov Law & ACAMS Co-Chair, Southern California Chapter (USA) Part 1 19:48

3+ y ago19:48

19:48

Elizabeth Slim joins Sam Sheen and Marie Lundberg to chat about the Anti-Money Laundering Act 2020 (AMLA) and how this significant reform will impact areas such as Beneficial Ownership rules, FinCen's planned review of the art market from an AML perspective and whether overseas businesses with subsidiaries in the US need to comply with these requir…

1
Financial Crime Fighters: The New US AML Law - Elizabeth Slim, Senior Consultant, Volkov Law & ACAMS Co-Chair, Southern California Chapter (USA) Part 2 20:04

3+ y ago20:04

20:04

Elizabeth Slim joins Sam Sheen and Marie Lundberg for part 2 to chat about the Anti-Money Laundering Act 2020 (AMLA) and how this significant reform will impact areas such as new protections for corporate whistleblowers that now includes MLROs, auditors or even an attorney, along with the upping of the payments made to them. They also consider whet…

1
Financial Crime Fighters - Sanctions: Eric Sohn, Mr Watchlist Host and Dow Jones SME (United States) 20:28

3+ y ago20:28

20:28

Eric Sohn joins Marie and Sam to talk about some recent decisions and fines imposed by the US sanctions regulator, OFAC, and their possible implications for firms and how they conduct sanction KYC and screening. This is a must listen to episode as Eric and Marie share their practical advice the different ways professionals can approach their list m…

1
Financial Crime Innovation: KYC RegTech and IPA: Wayne Johnson, Co-Founder and CEO Encompass (recording on 1 April 2021) 16:11

3+ y ago16:11

16:11

Marie Lundberg and Sam Sheen chat with Encompass Co-Founder and CEO Wayne Johnson currently in Australia, to chat about the goal of achieving a single digital risk profile of a customer, as part of a tech-enable financial crime prevention programme. Wayne explains the concept of "Intelligence Process Automation" or IPA, and how it's intended to mak…

1
Financial Crime Regulation: Sanctions - Iran & the EU Blocking Regulations - George Voloshin, Aperio Intelligence 15:46

3+ y ago15:46

15:46

Sam Sheen and Marie Lundberg welcome George Voloshin back to the podcast, where they look at the European regulations that prevent businesses from refusing business on the grounds of needing to comply with the USA sanctions regulations related to Iran. George and the hosts look at court decisions where companies have been challenged by customers wh…

1
Financial Crime Regulation: Part 2 - FinTechs and Terrorist Financing- Opinion on Financial Crime Risks in the European Union 12:20

3+ y ago12:20

12:20

Continuing with a detailed review of the European Banking Authority's Opinion on the Financial Crime Risks facing financial services businesses in the EU, Sam and Marie discuss how FinTechs are still considered to pose an elevated financial crime risks in the EU, concerns around the use of remote onboarding and other RegTech and why the terrorist f…

1
Financial Crime Regulation: Part 3 - Crowdfunding and Fraud - Opinion on Financial Crime Risks in the European Union 18:21

3+ y ago18:21

18:21

In Part 3 of this series, Sam and Marie discuss the concerns that EU AML regulators continue to have around crowdfunding platforms - both as customers of financial institutions and as businesses in their own right. They also consider the EBA's assessment of fraud and related financial crime risks that have arisen in 2020 during the COVID pandemic -…

1
Financial Crime Regulation: Part 4 - Remote Onboarding and Brexit - Opinion on Financial Crime Risks in the European Union 7:42

3+ y ago7:42

7:42

In the final part of the series, Marie and Sam discuss how remote onboarding has proven to be an essential lifeline for many businesses during the pandemic. However, the European Banking Authority's Opinion reflects that AML regulators in the EU are still concerned that businesses may not be onboarding customers in a way that effectively mitigates …

1
Financial Crime Regulation: Part 1 - Virtual Currencies - Opinion on Financial Crime Risks in the European Union 16:29

3+ y ago16:29

16:29

After a short hiatus, Sam and Marie return and kick off 2021 with a detailed review of the European Banking Authority's Opinion on the Financial Crime Risks facing financial services businesses in the EU. Looking at the updated to the EBA's findings first published in 2019, Sam and Marie explain the methodology applied in assessing various financia…

1
Financial Crime Innovators: Araliya Samme, Head of Financial Crime, Featurespace (UK) 16:13

4y ago16:13

16:13

Marie and Sam chat with Araliya Samme about her role at RegTech firm, Featurespace, the detection of unusual behaviour using machine learning as part of financial crime investigations to better detect and report suspicious activity, How behavioural analytics work in practice and why the 'one size fits all' approach to compliance monitoring is quick…

1
Financial Crime Innovators: AI and Fraud Detection - Gavin Keeley, CEO Search 365 (Queensland, Australia) 28:00

4y ago28:00

28:00

Gavin Keeley, CEO of Search 365 in Queensland, Australia joins Marie and Sam to chat about his company's search engine technology and his partnership with Basis Technology, Gavin's global work in the regulated insurance sector and how fraud risks have arisen for that sector during the COVID crisis and a solution formulated for one insurer when 980 …

1
Female Crime Fighters: Elizabeth Slim, Senior Consultant, Volkov Law & ACAMS Co-Chair, Southern California Chapter (USA) 15:01

4y ago15:01

15:01

Elizabeth Slim joins Marie Lundberg and Sam Sheen to chat about the recent FinCen Guidance on politically exposed persons ("PEPs") in the USA and how it differs from similar regulations in the UK, her work in founding her local ACAMS Chapter. Elizabeth chats about the PEPs identified in the FinCen leaks, the changes to PEP lists anticipated followi…

1
Financial Crime Innovators - Biometrics: Vincent White and John Lloyd, FacePoint (UK/ USA) 20:05

4y ago20:05

20:05

Marie and Sam chat with Vincent and John from Facepoint about identity fraud concerns including identity impersonation versus identity theft, tactics used by fraudsters to conceal their identity, data and risks related to demographic data discrimination, and how biometric technology is being used to detect and disrupt fraudsters and other illicit a…

1
Financial Crime Case Studies: FinCen Leaks - Now What? Marie Lundberg and Sam Sheen (October 2020) 16:18

4y ago16:18

16:18

Just like the recent raining weather, yet more leaks have taken place in the financial crime community. Sam Sheen interviews Marie Lundberg on how financial institutions have and should respond when data leaks occur, lessons learnt from the 2016 Panama Papers leaks and what Marie would look for as an internal auditor if she was assessing how your f…

1
Financial Crime Fighters - Investigations: Dr Annalise Vineer, Subject Matter Expert (UK) 23:09

4y ago23:09

23:09

Dr Annalise Vineer joins Sam Sheen and Marie Lundberg for a chat about the thorny issue of financial crime investigations - are banks hitting the mark? What causes their investigations to "fail"? Why are relationship managers so critical to an effective investigation? Annalise also explains why knowing how and what to ask bank personnel AND custome…

1
Financial Crime Innovation: Adverse Media Screening - Ben McKee, Basis Technology (Northampton, UK) 26:36

4y ago26:36

26:36

Marie Lundberg and Sam Sheen chat with Ben McKee about why natural language processing is the "secret sauce" behind effective adverse media screening as part of a good financial crime compliance programme,"googling" for bad news, using artificial intelligence to search from adverse media semantic meaning to better pinpoint relevant adverse media, l…

1
AML Innovation - Transaction Monitoring: Francisco Mainez, Head of Data and Analytics, Business Financial Crime Risk, HSBC (London, September 2020) 18:29

4y ago18:29

18:29

Marie Lundberg and Sam Sheen chat with Francisco Mainez, on his career transition from military intelligence to financial services technology, the role of Data Analytics in a financial institution and how it supports financial crime investigations, moving towards a more effective transaction monitoring methodology by moving from a rules-based appro…

1
AML Innovators: Computational linguistics, semantic similarities and name / text screening - Chris Brown, VP International Basis Technology (UK) 31:35

4y ago31:35

31:35

Chris Brown, VP International Basis Technology chats with Marie Lundberg and Sam Sheen about his career move from professional footballer to financial crime technology innovation, the age old problem of screening customer names, transliteration and the Boston Bombers, links between PEPs and their family members, use of computational linguistics, th…

1
AML Innovators: KYC, TM and Behavioural AI - Gudmundur Kristjansson & Justin Bercich, Lucinity (Reykjavík, Iceland) Recorded on 3 July 2020) 18:11

4+ y ago18:11

18:11

Gudmundur Kristjansson, Founder and CEO of Lucinity and its Principal Data Scientist Justin Bercich chat with Sam Sheen and Marie Lundberg about their company's offering of "Human AI", and how its behavioural analytics technology is helping analysts to better detect possible financial crime activity, beyond traditional transaction monitoring techni…

1
KYC, CDD and Open Source Data - Chris Taggart, CEO and CO-Founder, OpenCorporates (UK, recorded on 26 June 2020) 21:22

4+ y ago21:22

21:22

Chris Taggart, CEO and Co-Founder, OpenCorporates joins Marie Lundberg and Sam Sheen for a chat about the work of OpenCorporates, the biggest open company database in the world, their recent report " EU Company Data: State of the Union 2020 How poor access to company data is undermining the European Union", the importance of data access and aggrega…

1
AML Innovators: KYC, Screening, Investigations and Biometrics - Vincent White, UK Director, Facepoint (United Kingdom, recorded on 15 June 2020) 12:00

4+ y ago12:00

12:00

Vincent White, UK Director, Facepoint chats with Marie Lundberg and Sam Sheen about the use of biometrics and facial recognition technology for KYC and in the detection of illicit actors; the future of biometrics as a component of customer due diligence, its use in improving sanction screening results and screening in general, GDPR and privacy cons…

1
AML Innovators: Continuous KYC and Data Aggregation - David Buxton - Part II CEO and Founder, Arachnys 12:47

4+ y ago12:47

12:47

Marie and Sam continue their discussion with David about how to find CDD or adverse media about an "invisible" or "disappearing" clients, the potential for continuous KYC, the use of recall with trade data to generate risk signals across large global populations to detect trade-related financial crime; whether to Google or not to Google search for …

1
eKYC, Digital Identity and eIDAS - Eric Wagner - Part II- Head of Financial Crime, Erste Group (Austria, recorded on 12 June 2020) 16:55

4+ y ago16:55

16:55

Part II of Sam Sheen and Marie Lundberg's discussion with Eric Wagner, Head of Financial Crime, Erste Group where they review the changes that the Working Group have proposed to eIDAS and EU AML regulations to allow for greater reliance by financial institutions on eKYC, the absence - and importance - of a single standard on eKYC - and the many dif…

1
KYC and Onboarding: Charlie Roberts, Head of UK and EU, IDNow (the Wirrall, England, recorded on 15 June 2020) 12:07

4+ y ago12:07

12:07

Charlie Roberts, Head of UK and EU, IDNow (the Wirrall, England, joins Sam Sheen and Marie Lundberg to chat about this company's eKYC technology and the use of live video verification across the Benelux region and beyond, detecting possible duress by IDNow's agents to mitigate the risk of illicit actors pressuring innocent individuals to open accou…

1
Tax Evasion & AML KYC - Detecting Financial Crime: Mark Gilmartin, Senior Tax Advisor, Efficient Frontiers International Limited (Scotland, UK recorded on 17 June 2020) 16:46

4+ y ago16:46

16:46

Mark Gilmartin, Senior Tax Advisor, Efficient Frontiers International Limited chats with Sam Sheen about the connection between AML KYC and tax KYC in relation to legal entities and shares some interesting case studies illustrating the tactics used by different actors to conceal their identity for tax purposes while also laundering the proceeds of …

1
eKYC, Digital Identity and eIDAS - Eric Wagner, Head of Group Financial Crime, Erste Group (Austria, Recorded on 12 June 2020) 15:45

4+ y ago15:45

15:45

Eric Wagner, Head of Group Financial Crime, Erste Group talks with Sam Sheen and Marie Lundberg about his role as rapporteur of the European Commission Working Group on eKYC and the possible expansion of the eIDAS programme for use by the private sector for KYC in the future. Eric shares his insights on the key changes needed to allow financial ins…

1
AML Collaboration: Detection and Disruption of Financial Crime - Nick Maxwell, Head of FFIS research partnership between the RUSI Centre for Financial Crime & Security Studies and NJM Research (UK, recorded ... 15:51

4+ y ago15:51

15:51

Nick Maxwell, Head of FFIS research partnership between the RUSI Centre for Financial Crime & Security Studies and NJM Research chats with Marie Lundberg and Sam Sheen about public -private partnerships establishing and developing across the globe to exchange valuable information for the detection and prevention of financial crime, both at the nati…

1
AML Innovators: Open Source Data, Aggregation and CDD - David Buxton, CEO and Founder, Arachnys Information Services Limited - Part I (UK, recorded on 4 June 2020) 15:17

4+ y ago15:17

15:17

David Buxton, CEO and Founder, Arachnys Information Services Limited chats with Marie Lundberg and Samantha Sheen in Part I of his podcast about the importance of data in detecting and preventing financial crime, single source of truth approach for data aggregation, the spectrum of data sources relevant for financial crime prevention, desktop RPAs …

1
Adam McLaughlin, EMEA Head of Financial Crime Solutions, NICE Actimize (UK, recorded on 5 June 2020) on 13:39

4+ y ago13:39

13:39

Adam McLaughlin, EMEA Head of Financial Crime Solutions, Nice Actimize chats with Sam Sheen and Marie Lundberg about his career in financial crime prevention including his time as a police officer, his work with the UK public-private partnership initiative JMLIT and the capital markets group, the innovative tools developed by NICE Actimize to detec…

1
Jeff Bateman, Director of Operations, Efficient Frontiers International Limited - Part II (UK recorded on 26 May 2020) 13:55

4+ y ago13:55

13:55

Jeff Bateman, Director of Operations of EFI Limited continues his discussion with Sam Sheen about his work on the KYC Utility Clarience, challenges and lessons learnt from it, the dilemma faced with address data, facing up to effective resourcing around KYC reviews and remediation timelines, the importance of combining human and automation tools an…

1
Jeff Bateman, Director of Operations, Efficient Frontiers International Limited (UK recorded on 26 May 2020) 12:34

4+ y ago12:34

12:34

Jeff Bateman, Director of Operations, Efficient Frontiers International Limited chats with Sam Sheen about the alchemy of operationalising KYC requirements, the importance of maintaining nimble operations, the black hole of time for KYC reviews, the importance of aligning operations and compliance when discussing AML-related remediation projects an…

1
Martin Walker, Consultant, I&DM Advisors - Part II, (Stockholm, Sweden recorded on 19 May 2020) 15:40

4+ y ago15:40

15:40

Martin Walker, Consultant, I&DM Advisors, (Stockholm, Sweden recorded on 19 May 2020) chats with Sam Sheen and Marie Lundberg for Part II of his podcast where they share experiences about epic technology project "fails" in their careers and projects don't make it to the finish line, the Nordics KYC Utility, the complexities of data management and r…

1
Ben Marsh, Chief Executive, iMeta Technologies Limited Part II (Shropshire, recorded on 19 May 2020) 11:23

4+ y ago11:23

11:23

Ben Marsh, Chief Executive, iMeta Technologies Limited joins Sam Sheen and Marie Lundberg for Part II of his podcast. They discuss an iMeta project involving the mapping of customers across business lines in terms of their trading activities and what this disclosed, the future of managed services for conducting KYC by financial institutions, whethe…

1
AML Technology: Detection, Investigation and Analytics - Christopher Ghenne, Global Lead - Banking Compliance Solutions - SAS (Brussels, recorded on 19 May 2020) 14:50

4+ y ago14:50

14:50

Christopher Ghenne, Global Lead - Banking Compliance Solutions - SAS joins Marie Lundberg and Sam Sheen to chat about how he supervises 600 team members across 50+ countries over the restricted period, the evolution of the SAS transaction monitoring tool and its use of big data, the use of advanced analytics and text mining and analysis of unstruct…

1
Martin Walker, Consultant, I&DM Advisors, (Stockholm, Sweden recorded on 19 May 2020) 16:15

4+ y ago16:15

16:15

Martin Walker, Consultant, I&DM Advisors talks with Marie Lundberg and Sam Sheen about working as a British ex-pat in Sweden, the importance of business architecture and the supporting role of the IT function, the importance of understanding how data flows and its use inside a financial institution, the challenges of data aggregation, the importanc…

1
Ben Marsh, Chief Executive, iMeta Technologies Limited (Shropshire, UK recorded on 19 May 2020) 11:29

4+ y ago11:29

11:29

Ben Marsh, Chief Executive, iMeta Technologies Limited chats with Marie Lundberg and Samantha Sheen about accelerating customer journeys, client lifecycle management, the move from process driven AML compliance to data driven financial crime prevention, the importance of being able to move data electronically for KYC purposes, the transparency of e…

1
AML Technology: Transactions, pattern detection and networks - Alexon Bell, Executive Director & CPO, Quantexa (UK, recorded on 15 May 2020) 14:29

4+ y ago14:29

14:29

Alexon Bell, Executive Director & CPO, Quantexa chats with Marie Lundberg and Sam Sheen about entity resolution, data curation, transaction pattern detection, the importance of context, cases Quantexa has helped with involving trade based money laundering, correspondent banking and the importance of understanding networks of relationships in detect…

1
Women Fighting Financial Crime: Denisse Rudich, Founder, Rudich Advisory (UK, recorded on 13 May 2020) 15:19

4+ y ago15:19

15:19

Denisse Rudich, Founder, Rudich Advisory, speaks with Marie Lundberg and Sam Sheen about her career in banking, FinTech and AML/CFT compliance, working with an NGO, the role of the G7 in relation to AML regulation of cryptocurrencies, her upcoming project that's keeping it in the family - ELEMENTARYb and why Angela Merkel rocks the power suit.…

1
AML Innovators: KYC, Privacy and Homomorphic Encryption: Dr Ellison Anne Williams, CEO and Founder, Enveil (Washington D.C. USA, recorded on 12 May 2020) 16:33

4+ y ago16:33

16:33

Dr Ellison Anne Williams, CEO and Founder, Enveil (Washington D.C. USA,on the securing of data in use, the data security triad, the "holy grail" of cryptography - homomorphic encryption, how it works, its use for securely sharing data for the detection and prevention of financial crime, the potential for cross-jurisdictional information sharing whi…

1
Tax KYC, Technology and Collaboration: Jayne Newton & Joanna Ricketts, Efficient Frontiers International (UK, Recorded on 8 May 2020) 18:22

4+ y ago18:22

18:22

Jayne Newton & Joanna Ricketts, Efficient Frontiers International talk about their collaborative working experience on developing in-house compliance RegTech, overcoming user skepticism, building a strong relationship between compliance and technology teams and lessons learnt on building a successful RegTech tool so you don't deliver a "blue bungal…

1
Tax Evasion Subject Matter Gurus: Mark Gilmartin, Expert Tax Advisor, Efficient Frontiers International (UK, recorded on 1 May 2020) 8:32

4+ y ago8:32

8:32

Mark Gilmartin, Expert Tax Advisor, Efficient Frontiers International chats with Sam Sheen about the different financial crime tactics used to commit tax evasion, from the structuring of products like film financing schemes, tax evaders from your 90 year old granny who does not want to pay her taxes to unwitting beneficiaries of complex trust arran…

1
KYC, Transaction Monitoring and Economic Sanctions: George Voloshin, Corporate Intelligence and Investigation Specialist, Aperio Intelligence, (Paris, recorded on 27 April 2020) 9:26

4+ y ago9:26

9:26

George Voloshin, Corporate Intelligence and Investigation Specialist, Aperio Intelligence joins Marie Lundberg and Sam Sheen where they look at secondary sanctions, sectoral sanctions imposed on Russia and our Part III on the Swedbank case on the observations made in the Clifford Chance investigation report about transactional activity and sanction…

1
AML Training and Ongoing Awareness: EFI Limited Case Study: Sometimes Life is Not a Box of Chocolates - Research Grant Fraud 16:44

4+ y ago16:44

16:44

Sam Sheen chats with Matthew Pedley-Thomson about an elaborate fraud scheme involving the misuse of government grants, student accounts carrying cash to Iran, a Mazarati sports car and why you never can fool a money sniffer dog at the airport.द्वारा SJSML

1
Tax Evasion Subject Matter Gurus: Mark Gilmartin, Expert Tax Consultant, Efficient Frontiers International (UK, recorded on 1 May 2020) 14:35

4+ y ago14:35

14:35

Mark Gilmartin, Expert Tax Consultant, Efficient Frontiers International, takes Sam through her paces on why tax KYC matters, how to work with it in conjunction with AML/CFT KYC requirements and why the new 5th Anti-Money Laundering Directive (5AMLD) requirements are so important to the detection and prevention of financial crime.…

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